Compliance control
100% control over; adviser levels, topics, product information, risk assumptions, workflow, and more. Track-able history means you’re always audit-ready.
The one console controls compliance and configuration. Setup, maintain and monitor; adviser access and compliance, advice topics, product information and all economic and risk assumptions. This assures all SoA and reports are compliant, and consistency is built-in through all products and assumptions.
Centralised and transparent workflow tracking lets you watch all activity, from macro to micro, instantly. See workflow at an organisational level, at a campaign level and at an adviser level. Empower individuals and managers with real-time work status reports.
Call centre script controls ensure advice is correct, consistent and compliant, and all SoAs are trackable for audit purposes.
- Full compliance control
- Define and maintain advice topics
- Manage economic and risk assumptions centrally
- Ensure consistent, up-to-date product information
- Control Adviser access levels
- Centralised workflow tracking
- Call-centre script control
- Administer fees and commissions
- Real-time work status reports
